Banking Supervision and Basel Framework Training Course

The Banking Supervision and Basel Framework Training Course by Geneva The Banking Supervision and Basel Framework Training Course by Geneva Institute of Business Management, under the Finance and Accounting Training Courses category, provides a practical understanding of the Basel Framework, Basel banking standards, and modern approaches to banking supervision. The course explores prudential regulation, regulatory capital requirements, risk-based supervision, capital adequacy, liquidity standards, and supervisory review processes used to strengthen banking institutions.

This training course examines how regulators and banking professionals apply the Basel Framework to assess financial stability, manage banking risks, evaluate capital positions, and maintain regulatory compliance. Participants gain practical knowledge of regulatory capital frameworks, supervisory techniques, risk assessment, capital planning, and the implementation of Basel standards within banking institutions.

Objectives

Understand the structure and principles of the Basel Framework.

Explain key Basel banking standards and their regulatory purpose.

Develop knowledge of effective banking supervision practices.

Understand prudential regulation and regulatory requirements for banks.

Analyze the regulatory capital framework and capital adequacy requirements.

Examine risk-weighted assets and regulatory capital calculations.

Understand liquidity, leverage, and capital buffer requirements.

Apply principles of risk-based banking supervision.

Explore the role of supervisory review in maintaining banking stability.

Assess regulatory risks and strengthen compliance practices.

Understand supervisory approaches to credit, market, operational, and liquidity risks.

Support effective Basel implementation within banking institutions.

Target Audience

Banking Supervisors and Regulators

Central Bank Professionals

Bank Risk Managers

Compliance Officers

Regulatory Affairs Professionals

Credit and Market Risk Professionals

Banking Finance Managers

Treasury Professionals

Internal Auditors

Financial Controllers

Bank Directors and Senior Managers

Financial Services Professionals

Modules

Module 1: Introduction to the Basel Framework

Evolution and objectives of Basel regulations

Structure of the Basel Framework

Basel banking standards and global regulatory principles

Key responsibilities of banks and supervisors

Module 2: Principles of Banking Supervision

Objectives of banking supervision

Risk-based supervisory approaches

Supervisory assessment and monitoring

Early identification of banking risks

Supervisory tools and techniques

Module 3: Prudential Regulation and Regulatory Capital

Principles of prudential regulation

Regulatory capital structure

Common Equity Tier 1, Additional Tier 1, and Tier 2 capital

Capital adequacy requirements

Capital conservation and other regulatory buffers

Module 4: Risk-Weighted Assets and Capital Requirements

Risk-weighted asset concepts

Credit risk capital requirements

Market risk capital requirements

Operational risk requirements

Capital adequacy ratio assessment

Module 5: Credit Risk and Banking Supervision

Credit risk identification and measurement

Counterparty risk

Credit risk mitigation

Default and loss assessment

Supervisory evaluation of credit risk

Module 6: Market and Operational Risk

Market risk management

Trading book risks

Operational risk identification

Operational risk measurement

Supervisory expectations and controls

Module 7: Liquidity and Leverage Standards

Basel liquidity requirements

Liquidity Coverage Ratio

Net Stable Funding Ratio

Leverage ratio framework

Liquidity risk supervision

Module 8: Supervisory Review and Regulatory Compliance

Pillar 2 and supervisory review

Internal Capital Adequacy Assessment Process

Supervisory review of capital planning

Governance and risk management expectations

Regulatory reporting and compliance

Module 9: Basel Implementation and Supervisory Challenges

Implementing Basel requirements

Regulatory data and reporting

Cross-border banking supervision

Supervisory coordination

Common implementation challenges

Module 10: Integrated Basel Supervision and Practical Applications

Assessing a bank's capital position

Reviewing risk profiles

Evaluating regulatory compliance

Applying supervisory principles to banking scenarios

Building an effective Basel supervision framework